Job description

Position Overview The data analyst shall assist the RIA Product Specialist in the collection and aggregation of investment advisory related data to perform related quantitative and qualitative data analyses, identify trends, and generate key metrics and reporting pertaining but not limited to investment advisory products, financial planning programs, and Third Party Asset Managers. The position can be located out of our Horsham, PA headquarters or remote. Principal Responsibilities Drives the utilization of data analyses, visualizations, and predictive analytics in order to ensure we develop and maintain standard reporting to develop a repository of usable metrics reports Supports research of data sets pertaining to sets of new, existing, or proposed IA product offerings Evolves existing and newly developed set(s) of reports to include data analytics and generating KPI's to provide stakeholders with trends and insights Brings together internal data, as well as external data and research, to help business leaders understand and act on compliance issues Builds product roadmaps to enhance strategy and drive execution Develops frameworks for ROI to assist Product Specialist's analysis of requests/submissions from our field offices to assess all factors pertaining to product carriers and/or investment platforms Analyzes and collecst data sets for leadership to utilize for reviews pertaining to the HTK Product Committee Synthesizes data sets for financial planning programs supported through RIA in assistance to the Product Specialist's program management and Third Party Asset Managers Assists in the creation of periodic reports utilizing business level data in support of board and executive level presentations and briefings Communicates technology/automation needs to HTK and/or Penn Mutual's IT system owners and developers Assists with the rollout and implementation of technology-based solutions in support of the Company's compliance with laws, regulations, and policies Promotes a risk-aware culture when it comes to data; keep on top of changing requirements and practices for maintaining ethical data handling Assists in the risk-based testing and monitoring of investment advisory business Presents key findings, and demonstrates initiative and creativity in independently recommending and implementing solutions Develops, maintains, and broadens effective working relationships with business partners such as IT, Finance, Compliance, and Legal Maintains a broad working knowledge and awareness of the industry and regulatory and/or policy changes with potential impact on compliance monitoring or reporting Participates in special projects and performs other duties as assigned Required Skills Excellent analytical skills, with an inquisitive mind to explore data and identify critical issues and trends Advanced skills with Microsoft Office, and tools such as DOMO, Tableau, and Power BI with the ability to manage/manipulate large datasets Ability to intuit, understand and communicate the meaning of analyses to a range of technical and non-technical audiences in both strategic and operational roles Excellent analytical and problem-solving skills, including the ability to disaggregate issues, identify root causes, and recommend solutions Strong knowledge of asset management platforms such as Envestnet Proven ability to build relationships at all levels across the organization Excellent organizational skills and demonstrated ability to manage multiple tasks simultaneously under tight deadlines Ability to work with others in a collaborative team environment Strong detail orientation Process improvement experience Excellent verbal and written communication skills Experience 3-5 years RIA or dual BD/RIA registrant experience Minimum of 3 years in data analytics preferred Process improvement experience Education/Licenses/Professional Designations Bachelor's Degree in information technology, finance or a related field FINRA Series 65/66 or ability to obtain necessary securities licenses Salary Range: $80K -- $100K Minimum Qualification Data Science & Machine LearningEstimated Salary: $20 to $28 per hour based on qualifications.

Requirements